PCF

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Part 1 第一部份

Onboard 开户

Part 2 第二部份

Service Selection 服务选择

Thank you for your interest in becoming our customer. This system will guide you through completing the basic questions and information collection needed to onboard with us. The entire journey will take 15 to 30 minutes and may vary depending on individual situation. The questionnaire is comprised of two parts :
谢谢您有兴趣成为我们的客户。接下来这个系统将会引导您完成开户所需要的基本问卷及资料收集。视您的个别情况而定，整个过程大约需要15~30分钟。问卷包含二大部份：

Part 1 - Onboarding
第一部份—开户申请
Upon appointment of PC Financial as your financial adviser/asset manager, please help us know you better by providing us with your personal information including contact details, employment, tax & PEP declaration. Fields that are mandatory will be marked *.
在任命寶鉅金融为您的财务顾问/资产经理后，透过系统的问卷可以帮助我们更认识您，包括您的一般个人资料如联系方式，就业，税收和政治人物申报。必填字段标记为*。

Part 2 – Service Selection
第二部份—服务选择
You will choose the service that you require from us in Part 2. Depending on the service required, we will need more information such as your financial situation, risk level, asset proof, existing insurance, and your wealth generation if applicable. If you have not decided on the service required, it is not a problem, as you just need to press "Skip For Now" to continue.
您将在这个阶段选择所需的服务。依据您所选择的项目，我们会需要您提供更多的信息，以满足个别服务的需要，比如您的财务状况、风险等级、资产证明，现有的保险，以及您的财富累积（如适用）。如果您还未决定好需要的服务，没问题，您只需要按下”Skip For Now” 继续。

Before you start, please prepare the following documents to expedite the entire process.
在开始之前，请您先备妥以下文件，以加速整个流程。

Singaporean/PR 新加坡公民/永久居民

Foreigner 外国人

NRIC 身份证

Passport 护照

Address Proof(If Address different from NRIC)
地址证明（若地址身份证不同）
e.g. utility bill, bank statement within the last 3 months
例如水电费单，银行对账单(三个月内)

Address Proof 地址证明
e.g. utility bill, bank statement within the last 3 months
例如水电费单，银行对账单(三个月内)

TIN Proof(If appointing PCFS as Asset Manager)
TIN证明（如果任命PCFS为资产管理者）

Singaporean/PR 新加坡公民/永久居民

NRIC 身份证

Address Proof(If Address different from NRIC)
地址证明（若地址身份证不同）
e.g. utility bill, bank statement within the last 3 months
例如水电费单，银行对账单(三个月内)

Foreigner 外国人

Passport 护照

Address Proof 地址证明
e.g. utility bill, bank statement within the last 3 months
例如水电费单，银行对账单(三个月内)

TIN Proof(If appointing PCFS as Asset Manager)
TIN证明（如果任命PCFS为资产管理者）

Appointment 委任

PC Financial (SG) Pte Ltd ("PCFS") is a Licensed Fund Management Company (“LFMC”) and licensed financial advisory firm based at 6 Battery Road, #18-04, Singapore 049909. Under the Securities and Futures Act (SFA), PCFS may carry on the business of fund management and offer fund management services to me/us. PCFS is also authorized, under the Financial Advisors Act(FAA) to arrange any contract of insurance in respect of life policies, and to provide advice on the following:

寶鉅金融(新加坡)有限公司("寶鉅金融")是一家持有新加坡金管局牌照的理财顾问和基金管理(“LFMC”)公司，总部设在 6 百得利路, #18-04, 新加坡 049909. 根据证券期货法 (SFA)，寶鉅金融有权从事基金管理业务并可能向本人/我们提供基金管理服务。根据财务顾问法 (FAA)，寶鉅金融也有权安排人寿保险，并就以下方面提供咨询:

Exchange – traded derivatives contracts
交易所交易的衍生品合约
Units in a collective investment scheme(Such as Unit Trusts)
集体投资计划(如单位信托)
Life policies
人寿保险
Over-the-counter derivatives contracts
场外交易衍生品合约
Securities( Such as Equities, Bonds)
证券(如股票,债券)

Please fill in required data.
请填写必须资料。

Please read the information above and tick the box if you agree.
请阅读上面的信息，如果同意，请在方框中打勾。

░ Please indicate your choice of appointment. 请注明您的选择。(* Mandatory 必须资料)

I/We agree to the Appointment of PC Financial (SG) (“PCFS”) as my/our Financial Advisor*
我/我們同意委任寶鉅金融(新加坡)有限公司(“寶鉅金融”)为财富顾问*

I/We agree to the Appointment of PC Financial (SG) (“PCFS”) as my/our Asset Manager
我/我們同意委任寶鉅金融(新加坡)有限公司(“寶鉅金融”)为资产经理
(Opening of Asset Management Account, we may request more information from you 开立资产管理账户，我们可能会要求您提供更多信息)

░ Collection, use and disclosure of my/our personal data. 收集、使用和披露本人/我们的个人数据。

Please choose at least one option how PCFS can contact you. 请选择至少一个选项寶鉅金融如何与您联系。*

Phone Call 电话

SMS / MMS / Instant Messaging 短信/彩信/即时通讯

Email 电邮

Fax 传真

Please select the following option if you do not wish to provide consent to PC Financial (SG) Pte. Ltd.:
如果您不想同意，请选择以下选项：

I do not consent to the collection, usage, and disclosure of my personal data for customer services, marketing, promotions, advertising and events.
我不同意收集，使用和披露我的个人数据用于客户·服务 , 推广，广告和活动。

DECLARATION 声明

I/We, hereby consent to PCFS, collecting, using and disclosing my/our personal data for customer services, marketing, promotions, advertising, and events via the above modes.
本人/我们同意寶鉅金融收集，使用和披露本人/我们的个人数据，用于客户服务、推广、广告和活动，通过以上模式。

I/We hereby appoint PCFS as financial advisor to advise me/us on my/our personal financial planning. I/We acknowledge that/consent to :
本人/我们委任寶鉅金融为本人/我们的财务规划提供咨询建议。本人/我们承认/同意 :
PCFS will use the information that I/We provided in my/our financial fact find to understand my/our current financial status, goals, needs for PCFS to provide financial advice and/or shortlist investment or insurance products for my/our consideration. I/We understand that to ensure that I/We get the best of PCFS’s service, I am/We are encouraged to provide in my/our Fact find form complete and accurate information. The information that I/We provided will be the basis on which any recommendation is made.
寶鉅金融将使用本人/我们提供的财务资料信息，以了解本人/我们当前的财务状况，目标和需求。寶鉅金融将提供财务建议并推荐适当的投资或保险产品供本人/我们考虑。为确保本人/我们获得最好的服务，寶鉅金融鼓励本人/我们在资料收集和推荐调查中提供完整和准确的信息。本人/我们提供的信息将作为寶鉅金融为本人/我们提供建议的基础。

I/We hereby appoint PCFS as my/our Asset Manager and will maintain an account in my/our name with PCFS. I/We acknowledge that/consent to:
本人/我们委任寶鉅金融为本人/我我们的资产管理人，并以我/我们的名义在寶鉅金融维护一个帐户。本人/我们承认 /同意 :
(a) PCFS designated representative(s) will manage the assets in my/our account and transact for the purpose, inter alia, of the purchase and sale of capital market products, as defined under the Securities and Futures Act (SFA).
寶鉅金融的指定代表将管理本人/我们账户中的资产，除其他外，用于根据《证券和期货法》(SFA) 定义的资本市场产品进行交易买卖。
(b) Any cash held by PCFS for me/us will be credited to a client trust account that PCFS maintains with a financial institution as required by the relevant and applicable regulations. I/We also acknowledge that any securities/assets that are held by PCFS for safekeeping will be deposited, at my/our cost, in a custody account that PCFS maintains with a specified custodian as required by the relevant and applicable regulations. I/We are aware that the accounts maintained by PCFS with the relevant financial institutions are in the company’s name.
寶鉅金融为本人/我们持有的任何现金都将记入寶鉅金融根据相关和适用法规要求在金融机构维护的客户信托帐户中。本人/我们还承认，寶鉅金融为保管所持有的任何证券/资产将按照本人/我们的成本存放在寶鉅金融根据相关和适用法规要求由指定保管人保管的托管账户中。本人/我们知道，寶鉅金融在相关金融机构开设的帐户均以该公司的名义。

I/We may at any time at my/our discretion and in writing, give any investment instructions to PCFS directly. I/We agree and acknowledge that the value of the investment(s) may go down and/or up and,I am/We are prepared to accept this risk for any such investment instructions given by me/us directly to apply for any investment on my/our behalf. PCFS shall have no liability whatsoever to me/us for any losses I/We may suffer as a result of the performance of any investment(s).
本人/我们任何时候也可以自行决定以书面形式直接向寶鉅金融提供任何投资指示。本人/我们同意并了解投资价值可升可跌，并了解本人/我们直接给出的任何此类直接投资指示委托寶鉅金融代为投资，本人/我们愿意承担此等风险。任何因投资表现所造成的损失，寶鉅金融均毋须对本人/我们负上任何责任。

I/We acknowledge and understand that PCFS may receive fees or commission from their product providers and/or platforms for services provided to me/us.
本人/我们承认并了解寶鉅金融可能会从产品提供商和/或平台获得向本人/我们提供的服务的费用或佣金。

PC iFAST Holding (SG) Pte. Ltd., the holding company of PC Financial (SG) Pte. Ltd., is an associated company of iFAST Corporation Ltd.,iFAST Financial Pte. Ltd., a subsidiary of iFAST Corporation Ltd., provides platform services to PC Financial (SG) Pte. Ltd., PC International (HK) Ltd., holding company of PC iFAST Holding (SG) Pte. Ltd., have the same ultimate shareholders with Paochu Investment Advisory Limited, PC Securities Limited and PC Securities Financial Group Ltd (collectively the “PC Group”).
寶鉅弈丰（新加坡）有限公司是寶鉅金融（新加坡）有限公司的控股公司，是弈丰有限公司的关联公司。弈丰金融私人有限公司是弈丰有限公司的子公司，为寶鉅金融（新加坡）有限公司提供平台。寶鉅國際有限公司为寶鉅弈丰（新加坡）有限公司的控股公司，与寶鉅投資顧問有限公司，寶鉅證券有限公司及寶鉅證券金融集團有限公司（统称「寶鉅集团」）由最终相同股东拥有。

I/We hereby authorize PCFS to make available my/our personal information to PC Group and any associates including but not limited to contractors, agents, business partners, service provider(s) or other third parties, located both within and outside Singapore for the purpose of providing me/us with financial services. I/We agree to hold PCFS and its directors, officers, agents and affiliates harmless and keep each party fully and effectively indemnified from and against any and all losses, costs (including legal costs on a full indemnity basis), claims, damages and expenses whatsoever which any of them may incur (directly or indirectly) as a result of my/our making available my/our personal information to the person named above unless it is caused by willful misconduct or gross negligence or fraud.
本人/我们授权寶鉅金融，可将本人/我们的个人资料提供予「寶鉅集团」及任何在新加坡境内和境外的合伙人（包括但不限于承包商，代理商，业务合作伙伴，服务提供商或其他第三方）为本人/我们提供金融服务。本人/我们同意寶鉅金融及其董事、职员、代理人和分支机构均毋须对其提供本人/我们的个人资料于以上所述而造成（直接或间接导致）的投资亏损，费用（包括所用赔偿的法律费用）、索赔、损失和收费负上任何责任，除非是由故意不当的行为或重大疏忽或欺诈造成的。

I/We consent to PCFS accessing my/our data at iFAST Financial Pte. Ltd. and/or vice versa.
本人/我们同意寶鉅金融取数本人/我们在弈丰金融私人有限公司的信息和/或反之亦然。

I/We acknowledge and understand that I/We may send any complaints against PCFS in writing or email to PCFS office address or email at admin@pcfinancial.sg attn to : Compliance Officer. For independent help to conclude a dispute, I/We may contact Financial Industry Disputes Resolution Centre Ltd (FIDReC), or see www.fidrec.com for more information.
本人/我们承认并了解本人/我们可以书面形式通过邮件发送到寶鉅金融的办公地址或以电子邮件发送至 admin@pcfinancial.sg attn : 合规官任何对寶鉅金融的投诉。如需采用独立机构来帮助结束争议，本人/我们可以联系金融行业争议解决中心有限公司（FIDReC）或参阅 www.fidrec.com 以获取详细信息。

I/We acknowledge and understand that investments are subject to investment risks and market risks. I am/We are fully aware of the risks involved in investing in securities. I/We acknowledge and understand that PCFS bears no liability for giving any recommendations, advice, reports, summaries, analysis, views or representations to me/us as to whether to invest or not to invest in any security, or in connection with the performance of any security unless it is caused by our willful misconduct or gross negligence or fraud.
本人/我们承认并了解投资受投资风险和市场风险的影响。本人/我们了解并完全了解投资证券所涉及的风险。本人/我们承认并了解寶鉅金融就提供任何推荐、建议、报告、摘要、分析、观点或陈述，无论是投资或不投资任何证券，或与任何证券的执行有关，寶鉅金融不承担任何责任，也不承担任何债务，除非是由寶鉅金融故意不当的行为或重大疏忽或欺诈造成的。

I/We acknowledge and confirm that I/We have appointed PCFS to provide me/us with services as well as all of the above points. I/We understand that engagement may be revoked by me/us upon giving due notice in writing to PCFS.*
本人/我们承诺并确认本人/我们已委任寶鉅金融为本人/我们提供服务以及所有上述要点。本人/我们了解，本人/我们可以以书面形式通知寶鉅金融撤销此协议。*

Being Full time, Salary and/or Business Profits should contribute to your Personal Income. Please review your employment status and Source of Total Personal Income and revise accordingly.
由于您是全职，薪金和/或营业利润应是您的部分个人收入来源。请检查您的就业状况和个人总收入来源，并进行相应修改。

Being Part time, Salary and/or Business Profits should contribute to your Personal Income. Please review your employment status and Source of Total Personal Income and revise accordingly.
由于您是兼职，薪金和/或营业利润应是您的部分个人收入来源。请检查您的就业状况和个人总收入来源，并进行相应修改。

Being Self employed, Salary and/or Business Profits should contribute to your Personal Income. Please review your employment status and Source of Total Personal Income and revise accordingly.
由于您是自雇，薪金和/或营业利润应是您的部分个人收入来源。请检查您的就业状况和个人总收入来源，并进行相应修改。

You should select at least one of the Source of Total Personal Income in Past Year
您必须至少选择一项过去一年个人总收入的来源

We do not accept clients from the country you have selected currently.
我们不接受您当前选择的国家/地区的客户。

We may request more information from you.
我们可能会要求您提供更多信息。

Salutation and Gender don't Match.
称谓和性别不符。

Invalid Email Address.
无效的邮件地址。

You should fill in Relationship with Benefactor.
您必须填写您与赠与者的关系。

You should fill in Name of Benefactor.
您必须填写赠与者名称。

Please fill in required data.
请填写必须资料。

Document Size large than 5MB. (档案大于5MB)。

The network is unstable and file failed to upload. 网络不稳定，档案上传失败。

** Please fill in this form in English. 请以英文填写本表格。

Personal Information 个人资料

Are you a US Citizen or other US person, including a resident alien individual?*
您是美国公民还是其他美国人，包括美国永久居民？*

Type of Identification 身份类型* - Please prepare document (e.g. passport, SG NRIC) to show your type of identification for the Upload Section later.请准备稍后为上传部分的身份类型证明副本(例如：外国护照,新加坡身份证)。

Nationality/Region 国籍/地区*

NRIC/Passport no. 新加坡国民身份证 / 护照号码*

Passport Expiry Date 护照有效日期*

Salutation 称谓*

Salutation and Gender don't Match.<br />称谓和性别不符。

First Name / Given Name (English) 名 (英文)
(As according to NRIC/Passport 根据身份证/护照)*

Last Name / Surname (English) 姓 (英文)
(As according to NRIC/Passport 根据身份证/护照)*

First Name / Given Name (Chinese) 名 (中文)

Last Name / Surname (Chinese) 姓 (中文)

Gender 性别*

Date of Birth 出生日期*

Contact number 联络电话*

Instant Messengers Account 通訊軟體帳號

WeChat 微信

Line

Whatsapp (Phone No 手机号码)*

WeChat 微信 (ID/Phone No) (ID / 手机号码)*

Line (ID/Phone Number) (ID / 手机号码)*

Email address 电邮地址*

Marital Status 婚姻状况

Please indicate your highest level of education. 请注明您的最高学历*

Language that you can Read and Understand(You can choose multiple languages) *
读与理解语言 (您可以选择多个语言) *

Chinese 中文

English 英语

Bahasa Indonesia 印尼語

Others 其他

Please note that English is the official language of Singapore. If you are not proficient in the language, please arrange for a trusted individual to assist you when you make any purchases.
请注意，英语是新加坡的官方语言。如果您不精通该语言，请安排可信赖的个人在您购买任何产品时为您提供帮助。

Contact Details 联系方式

Residential Address (We will translate Chinese addresses to Pinyin)
居住地址 (我们会将中文地址翻译成拼音)

- Please prepare a copy of your address proof for the Upload Section later. 请准备稍后为上传部分的地址证明副本。

Country/Region 国家/地区*

Level-Unit Number 楼层-单位号码*

Street Address 街道地址*

City/District 城市/地区*

State/Province 州/省

ZIP/Postal Code (If do not have, please input 00000.) 邮编/邮政编码 (如不适用，请填上00000)*

Correspondence Address same as above 通讯地址同上*

Yes 是

No 否

Correspondence Address (We will translate Chinese addresses to Pinyin)
通讯地址 (我们会将中文地址翻译成拼音)

Country/Region 国家/地区*

Level-Unit Number 楼层-单位号码*

Street Address 街道地址*

City/District 城市/地区*

State/Province 州/省

ZIP/Postal Code (If do not have, please input 00000.) 邮编/邮政编码 (如不适用，请填上00000)*

Employment Details 就业细节

Employment Status 受雇状态*

Former Industry 前行业*

Others 其他 - Pls Specify 请说明*

Former Occupation 前职位*

Former Employer 前公司名称*

Former Employer Address 前公司地址

Former Employer Country 前公司所在地*

City/District 城市/地区*

Reason why residential and former employer address country/region are different 居住地址和前公司所在地不同的原因*

Industry 行业*

Others 其他 - Pls Specify 请说明*

Occupation 职位*

Employer 公司名称*

Employer Address 公司地址*

Employer Country/Region 公司所在地*

City/District 城市/地区*

Reason why residential and employer address country/region are different 居住地址和公司所在地不同的原因*

Source of Total Personal Income in Past Year(Can choose more than one) 过去一年个人总收入的来源(可多选)*

Salary 薪金

Savings 储蓄

Investment Earnings 投资盈利

Business Profits 营业利润

Rental Income 租金收入

Sale of Real Estate 出售地产

Gift/Inheritance (E.g Parents,Spouse,etc) 赠遗/遗产（例如，父母，配偶等）

Relationship with Benefactor 您与赠与者的关系*

Name of Benefactor 赠与者名称*

Total Personal Income in Past Year (Including Salary, Business Profits, Investments, etc) 过去一年个人总收入（包括薪金、营业利润、投资盈利等）*

SGD 新加坡元	USD 美金 (equiv. 相等)	RMB 人民币 (equiv. 相等)
< 100,000	< 74,000	< 500,000
100,000 - 300,000	74,000 - 223,000	500,000 - 1,500,000
300,001 - 500,000	223,001 - 370,000	1,500,001 - 2,500,000
500,001 - 1,000,000	370,001 - 740,000	2,500,001 - 5,000,000
1,000,001 - 2,000,000	740,001 - 1,500,000	5,000,001 - 10,000,000
> 2,000,000	> 1,500,000	> 10,000,000

We might request more information from you if your total personal income in past year does not match your intended investment amount
如果您的过去一年个人总收入与您的投资金额不符，我们可能会要求您提供更多信息

Taxpayer Identification Number 纳税人识别号

The term “TIN” means a taxpayer identifying number issued by the authorities that is a unique combination of letters or numbers assigned by a jurisdiction to an individual or an entity, used to identify the individual or entity for the purposes of administering the tax laws of such jurisdiction. Some jurisdictions do not issue a TIN, but utilise alternatives like a citizen/personal identification number, resident registration number and social security/insurance number. For example, the national ID number serves as the TIN in Singapore/Hong Kong/Taiwan/China.

税籍编号系指外国于执行税法之目的，辨识个人或实体之编号或具相当功能之辨识码。税籍编号是税务管辖区向个人或法人分配独有的字母与数字组合，用于识别个人或法人的身份，以便实施该税务管辖区的税务法律。某些税务管辖区不发出税务编号，而是使用替代方式/号码列如公民/个人身份号码，居民登记号码以及社会安全号码。在新加坡，香港，台湾及中国大陆，公民/个人身份号码就是税籍编号税籍编号。

1 Country/Jurisdiction of Tax Residence
纳税居住国/地区

Taxpayer Identification Number(TIN)
纳税人识别号码(TIN)

2 Country/Jurisdiction of Tax Residence
纳税居住国/地区

Taxpayer Identification Number(TIN)
纳税人识别号码(TIN)

3 Country/Jurisdiction of Tax Residence
纳税居住国/地区

Taxpayer Identification Number(TIN)
纳税人识别号码(TIN)

Please explain in the following box with why the Country/Jurisdiction of Tax Residence is not equal to the Employer Country/Region
请在下方陈述纳税居住国与公司所在地不同的原因

#If a TIN is unavailable, please provide the appropriate reason A, B or C below
#若无纳税人识别号码,请选择以下适合解释您情况的原因A, B或C

Reason A - The country/jurisdiction where the applicant is resident does not issue TINs to its residents
原因A - 申请者居住的国家/地区不发纳税人识别号码

Reason B - The applicant is otherwise unable to obtain a TIN or equivalent number(Please explain why you are unable to obtain a TIN in the below space if you have selected this reason)
原因B - 申请者未能取得纳税人识别号码（若选择此项原因，请在下方陈述您无法获取纳税人识别号码的原因)

Reason C - No TIN is required. (Note: Only select this reason if the domestic law of the relevant jurisdiction does not require the collection of the TIN issued by such jurisdiction)
原因C - 无须提供纳税人识别号码。(注:只有在相关地区的国内法不披露提供纳税人识别号码时，方能选择此项原因)

Upload Document 上载文件

Singaporean/PR 新加坡公民/永久居民	Foreigner 外国人
NRIC 身份证	Passport 护照
Address Proof(If Address different from NRIC) 地址证明（若地址身份证不同） e.g. utility bill, bank statement within the last 3 months 列如水电费单，银行对账单(三个月内)	Address Proof 地址证明 e.g. utility bill, bank statement within the last 3 months 列如水电费单，银行对账单(三个月内)
	TIN Proof(If appointing PCFS as Asset Manager) TIN证明（如果任命PCFS为资产管理者）

SG NRIC 新加坡国民身份证 (Front 正面)

File size not exceeding 5MB. 档案大小最大为 5MB。

The supported document types include jpg, jpeg, png, pdf. 支援档案格式包括 jpg, jpeg, png, pdf。

Please ensure the document is not password protected. 请确保文件没有密码保护。

Optional 可选填。

Document 档案:

Pls press UPLOAD to replace uploaded document with another document.
请按上传将上传的文档替换为另一个文档。

SG NRIC 新加坡国民身份证 (Back 背面)

File size not exceeding 5MB. 档案大小最大为 5MB。

The supported document types include jpg, jpeg, png, pdf. 支援档案格式包括 jpg, jpeg, png, pdf。

Please ensure the document is not password protected. 请确保文件没有密码保护。

Optional 可选填。

Document 档案:

Pls press UPLOAD to replace uploaded document with another document.
请按上传将上传的文档替换为另一个文档。

Passport 护照

File size not exceeding 5MB. 档案大小最大为 5MB。

The supported document types include jpg, jpeg, png, pdf. 支援档案格式包括 jpg, jpeg, png, pdf。

Please ensure the document is not password protected. 请确保文件没有密码保护。

Optional 可选填。

Document 档案:

Pls press UPLOAD to replace uploaded document with another document.
请按上传将上传的文档替换为另一个文档。

Address Proof 地址证明

File size not exceeding 5MB. 档案大小最大为 5MB。

The supported document types include jpg, jpeg, png, pdf. 支援档案格式包括 jpg, jpeg, png, pdf。

Please ensure the document is not password protected. 请确保文件没有密码保护。

Optional 可选填。

Document 档案:

Pls press UPLOAD to replace uploaded document with another document.
请按上传将上传的文档替换为另一个文档。

Taxpayer Identification Number 1 Proof 纳税人识别号1 证明

File size not exceeding 5MB. 档案大小最大为 5MB。

The supported document types include jpg, jpeg, png, pdf. 支援档案格式包括 jpg, jpeg, png, pdf。

Please ensure the document is not password protected. 请确保文件没有密码保护。

Optional 可选填。

Document 档案:

Pls press UPLOAD to replace uploaded document with another document.
请按上传将上传的文档替换为另一个文档。

Taxpayer Identification Number 2 Proof 纳税人识别号2 证明

File size not exceeding 5MB. 档案大小最大为 5MB。

The supported document types include jpg, jpeg, png, pdf. 支援档案格式包括 jpg, jpeg, png, pdf。

Please ensure the document is not password protected. 请确保文件没有密码保护。

Optional 可选填。

Document 档案:

Pls press UPLOAD to replace uploaded document with another document.
请按上传将上传的文档替换为另一个文档。

Taxpayer Identification Number 3 Proof 纳税人识别号3 证明

File size not exceeding 5MB. 档案大小最大为 5MB。

The supported document types include jpg, jpeg, png, pdf. 支援档案格式包括 jpg, jpeg, png, pdf。

Please ensure the document is not password protected. 请确保文件没有密码保护。

Optional 可选填。

Document 档案:

Pls press UPLOAD to replace uploaded document with another document.
请按上传将上传的文档替换为另一个文档。

** Please fill in this form in English. 请以英文填写本表格。

Politically Exposed Individual 政治人物

*PEP means a domestic PEP, foreign PEP or international organisation PEP;
“Close associate” means a natural person who is closely connected to a PEP, either socially or professionally;
“Domestic PEP” means a natural person who is or has been entrusted domestically with prominent public functions;
“Family member” means a parent, step-parent, child, step-child, adopted child, spouse, sibling, step-sibling and adopted sibling of the PEP;
“Foreign PEP” means a natural person who is or has been entrusted with prominent public functions in a foreign country;
“International organisation” means an entity established by formal political agreements between member countries that have the status of international treaties, whose existence is recognised by law in member countries and which is not treated as a resident institutional unit of the country in which it is located;
“International organisation PEP” means a natural person who is or has been entrusted with prominent public functions in an international organisation;
“Prominent public functions” includes the roles held by a head of state, a head of government, government ministers, senior civil or public servants, senior judicial or military officials, senior executives of state-owned corporations, senior political party officials, members of the legislature and senior management of international organisations.
*PEP是指国内PEP，国外PEP或国际组织PEP；
“亲密伙伴”是指在社会上或职业上与PEP密切相关的自然人；
“国内PEP”是指在国内已经或已经被赋予重要公共职能的自然人；
“家庭成员”是指PEP的父母，继父母，子女，继子女，领养子女，配偶，兄弟姐妹，继兄弟姐妹和领养兄弟姐妹；
“外国PEP”是指在国外已经或已经被赋予重要公共职能的自然人；
“国际组织”是指具有国际条约地位的成员国之间通过正式政治协议建立的实体，该实体的存在在成员国中被法律认可，并且不被视为其所在国的常驻机构单位;
“国际组织PEP”是指在国际组织中已经或曾经受托担任重要公共职能的自然人；
PEP是指国内PEP，国外PEP或国际组织PEP；
“突出的公共职能”包括国家元首，政府首脑，政府部长，高级公务员或公务员，司法或军事高级官员，国有企业的高级管理人员，政党高级官员，国际组织的立法机关和高级管理人员。

Are you a PEP / Close associate of a PEP / family member of a PEP *
你是否是政治人物/政治人物的亲密伙伴/政治人物的家人 *

Please indicate the name of your organisation
请注明您的组织名称

What is your occupation/position?
你的职业/职位是什么?

Please indicate the name of the family member/close associate who is a PEP
请注明PEP的家庭成员/亲密同伴的姓名

What is his/her/their organisation?
他/她/他们的组织是什么?

What is their occupation/position?
他们的职业/职位是什么？

Is there any expected receipt of large sums of monies from governmental bodies or state owned entities? If Yes, from who/where
是否预期会从政府机构或国有实体收到大笔款项？如果是，请填写谁/地点

Will there be any usage of government account as a source of funds in a transaction?
交易中会否使用政府帐户作为资金来源？

Please choose Service required by clicking on the box below.
请单击下面的框选择所需服务。

Skip For Now

Confirm 确认

You have chosen a new service. Will you continue with the new service and discard data from the other service?
您选择了一项新服务。如果继续进行新服务，则与先前服务有关的数据将被丢弃。

To skip this section, all information you entered under this Service Selection section will be discarded.
要跳过此部分，将放弃您在“服务选择”部分下输入的所有信息。

Not new service 不要新服务

Accredited Investor Declaration 认可投资者声明

Choose only one of the option below :
请选择以下其中一项选项：

My personal income in the preceding 12 months is not less than SGD300,000 (or its equivalent in foreign currency).
过去十二个月的个人收入不少于30万新币（或等值外币）。

My financial assets (net of any related liabilities) exceed SGD 1 million or its equivalent in foreign currency where "financial asset" means -

a deposit
an investment product
1. Securities (E.g Shares, Bonds)
2. Units in a Collective Investment Scheme (E.g Unit Trusts)

我的金融资产（扣除任何相关负债）超过100万新币或等值的外币。"金融资产”是指

存款
投资产品
1. 证券（例如股票、债券）
2. 集体投资计划（例如单位信托）

My personal assets(net of any related liabilities) exceed SGD 2 million (or its equivalent in foreign currency).
截至本日的个人净资产超过200万新币（或等值外币）。

None of the above - I am not a Accredited Investor.
我不是认可投资者。

UPLOAD SECTION (SUPPORTING DOCUMENTS) 上载证明文件

(Please provide statements within the last 3 months unless otherwise stated)（除非另有说明，请提供3个月内的对账单）

Personal Income 个人收入

File size not exceeding 5MB. 档案大小最大为 5MB。

The supported document types include jpg, jpeg, png, pdf. 支援档案格式包括 jpg, jpeg, png, pdf。

Please ensure the document is not password protected. 请确保文件没有密码保护。

Please provide one of the following to show personal income in the preceding 12 months > SGD 300,000:

Latest Tax Returns; or
Payslips for the last 12 Months; or
Original certification letter from HR department, signed off by the HR personnel indicating the total remuneration for the last 12 months; or
Other Supporting Documents

(Optional)

请提供以下其中一项文件以显示过去12个月的个人收入> 30万新元：

最新的纳税申报表；或
最近12个月的工资单；或
人力资源部门出具的证明文件正本，由人力资源人员签字，注明最近12个月的总薪酬；或
其他证明文件

（可选填）

Document 档案:

Net Financial Assets 净金融资产

File size not exceeding 5MB. 档案大小最大为 5MB。

The supported document types include jpg, jpeg, png, pdf. 支援档案格式包括 jpg, jpeg, png, pdf。

Please ensure the document is not password protected. 请确保文件没有密码保护。

Please provide the following to show total financial assets (net of related liabilities) exceed SGD 1 million:
请提供以下其的文件以显示您的净金融资产超越 100万新元:

Bank Account Statement, Overdraft/Loan Statement to show Cash/Savings/Deposits (Optional)
银行帐户对帐单，透支/贷款对帐单以显示现金/储蓄/存款（可选填）

Document 档案:
Securities/Portfolio Statement, Margin Account Statement to show Investment Holdings/Portfolios (Optional)
证券/投资组合对帐单，保证金账户对帐单以显示投资持有股份/投资组合（可选填）

Document 档案:

Net Personal Assets 个人净资产

File size not exceeding 5MB. 档案大小最大为 5MB。

The supported document types include jpg, jpeg, png, pdf. 支援档案格式包括 jpg, jpeg, png, pdf。

Please ensure the document is not password protected. 请确保文件没有密码保护。

Please provide the following to show total personal assets (net of related liabilities) exceed SGD 2 million
请提供以下文件以显示您的个人净资产超越 200万新元︰

Title Deed, Property Tax/Rate statement, Mortgage Repayment Schedule to show Residential Property minus outstanding mortgage (assessment value capped at SGD 1 million) (Optional)
房产证，物业税/费率表，抵押还款时间表以显示住宅物业减去未偿还的抵押贷款（评估价值上限为100万新元）（可选填）

Document 档案:
Title Deed, Property Tax/Rate statement, Mortgage Repayment Schedule to show Investment Property minus outstanding mortgage (Optional)
房产证，物业税/费率表，抵押还款时间表以显示投资物业减去未偿还的抵押贷款（可选填）

Document 档案:
Bank Account Statement, Overdraft/Loan Statement to show Cash/Savings/Deposits (Optional)
银行帐户对帐单，透支/贷款对帐单以显示现金/储蓄/存款（可选填）

Document 档案:
Securities/Portfolio Statement, Margin Account Statement to show Investment Holdings/Portfolios (Optional)
证券/投资组合对帐单，保证金账户对帐单以显示投资/投资组合（可选填）

Document 档案:
Retirement/Pension Fund Account Statement (Optional)
退休/养老金账户对帐单（可选填）

Document 档案:
Policy Statement showing latest cash value of Life Insurance Policies (Optional)
显示人寿保险单的最新现金价值的最新保单报表（可选填）

Document 档案:
Other Assets - Supporting Documents, e.g Proof of Ownership and Valuation (Optional)
其他资产 - 证明文件，例如所有权和估值证明（可选填）

Document 档案:
Loan Agreement to show Other Liabilities, e.g car loan (Optional)
显示其他负债的贷款协议，例如汽车贷款（可选填）

Document 档案:

DECLARATION（声明）

I understand that this declaration is for the purpose of permitting Restricted Schemes or Securities to be offered to me without having to comply with full prospectus requirements under the Securities Future Act (SFA). I confirm the contents of this declaration are true and correct and may be relied on for their accuracy by PC Financial (SG) Pte. Ltd. I also acknowledge and agree that a copy of the form will be submitted to the relevant investment platform.
本人明白这份声明的目的是为了让本人能参与限制类计划而无须在证券期货法下遵守基金说明书的完整要求。本人确定这份声明的内容乃真实及正确的，并且寶鉅金融（新加坡）有限公司可依赖所提供的资料之准确性。我也承认并同意，表格的副本将提交给相关的投资平台。

I declare that I qualify to be an Accredited Investor and that I consent to be treated as an Accredited Investor by PC Financial (SG) Pte. Ltd. I understand that I am allowed to withdraw from being treated as an Accredited Investor at any time after notifying PC Financial (SG) Pte. Ltd. of my wish to withdraw. Upon notification, PC Financial (SG) Pte. Ltd. will require 2 working days to process the request of withdrawal. I confirm that I have read the relevant provisions and general warning applicable to Accredited Investors in the Annex.
本人谨此声明，本人有资格成为一名认可投资者并且同意寶鉅金融（新加坡）有限公司视我为认可投资者，我了解我可以在任何時間通知寶鉅金融（新加坡）有限公司撤回认可投资者身份。收到通知后，寶鉅金融（新加坡）将需要两个工作日来处理我的要求。我确认我已阅读附件中适用于认可投资者的相关规定和警告。

I understand that as an Accredited Investor, PC Financial (SG) Pte. Ltd may rely on my Accredited Investor status to be exempted from the following sections of the FAA and SF(LCB)R where applicable, under their corresponding exemptions:
本人了解寶鉅金融（新加坡）有限公司可以根据本人认可投资者的声明，从而豁免于财务顾问法的下列条规：

Section 25 of FAA - Disclosure of product information. Exempted under Regulation 33 of the FAR.
财务顾问法第25章 ─ 产品资料之披露。豁免于财务问条例第33条规。
Section 27 of the FAA - Reasonable basis for making investment recommendation. Exempted under regulation 34 of the FAR.
财务顾问法第27章 ─ 根据合理基础作出投资推荐。豁免于财务顾问条例第37条规。
Section 36 of the FAA - Disclosure of certain interests in securities. Exempted under regulation 35 of the FAR.
财务顾问法第36章 ─ 披露证券的特定权益。豁免于财务顾问条例第35条规。
Part lll of the SF(LCB)R - Customer’s Moneys and Assets
证券及期货（牌照及业务经营）规例第3部 ─ 客户资金和资产
Section 40 of the SF(LCB)R - Provision of Statement of Accounts to Customers
证券及期货（牌照及业务经营）规例第40章 ─ 向客户提供账单
Section 3(2)(a)(ii) of the Financial Advisers (Complaints Handling and Resolution) Regulations 2021
2021 年财务顾问（投诉处理和解决）条例第 3(2)(a)(ii) 条

I hereby acknowledge and understand that transacting on restricted authorised or recognised schemes or securities which does not comply to full prospectus requirements under the SFA may only be offered to certain types of investors and to Accredited Investors as defined in the SFA. I also understand I will not be entitled to compensation from the fidelity fund maintained by SGX when there is pecuniary loss in connection with dealing or trading on SGX’s markets when PC Financial (SG) Pte. Ltd or its agent commits defalcation in relation to any money or property placed with PC Financial (SG) Pte. Ltd or its agent.
本人谨此确认并明白限制类授权交易或认可计划供一些特定类别的投资者及如证券期货法所定义的认可投资者和/或海外投资者参与。我也理解，如果寶鉅金融（新加坡）有限公司或其代理人对放置寶鉅金融（新加坡）有限公司放置的金钱或财产进行违约，使我在SGX市场上交易遭受金钱损失，我将无权获得新加坡证券交易所维持的忠诚基金的赔偿。

I/We confirm that the personal/financial information provided to PCFS for the purposes of assessing whether I qualify as an accredited investor is true and accurate to the best of my/our knowledge. I/We agree to provide additional supporting documents to PCFS as may be required for my/our assessment, upon request. I/We acknowledge and confirm that I/We have read, understood and all of the abovementioned points.
本人/我们确认，按本人所知/我们所知，为评估本人/我们是否有资格成为认可投资者而提供给寶鉅金融的个人/财务信息是真实/准确的。我/我们同意根据我/我们的评估要求可能需要，向PCFS提供其他证明文件。本人/我们承认并确认本人/我们已阅读，理解并确认上述所有要点。

Relevant Provisions of the FAA and SF(LCB)R FAA和SFA的有关规定

FAA Section 25
FAA第25条规

A licensed financial adviser (“FA”) is obliged to disclose material product information to customers including the terms and conditions, benefits, risks, premium, costs, expenses, fees or other charges that may be imposed in respect of the designated investment product, the name of the fund manager and the relationship between the FA and the fund manager and such other information as MAS may prescribe.
持牌财务顾问（“FA”）有义务向客户披露重要产品信息，包括与指定投资产品相关的条款和条件﹑利益﹑风险﹑溢价﹑成本﹑费用﹑收费或其他费用，基金经理的姓名以及FA和基金经理之间的关系以及MAS可能规定的其他信息。
FAA Section 27
FAA第27条规

The FA shall have a reasonable basis for making a recommendation on an investment product to the customer, taking into account the customer’s investment objectives, financial situation and particular needs.
FA应考虑客户的投资目标，财务状况和特定需求，在合理的基础下为向客户提供投资产品的建议。
FAA Section 36
FAA第36条规

The FA shall disclose, in any circular or written communication in which he makes a recommendation on any securities to the customer, his interest if any in the acquisition or disposal of the securities.
FA应在向客户提供任何证券的建议时，以通函或书面通知的方式披露其在购买或处置证券时的权益。
Part 3 of the SF(LCB)R
SF(LCB)R第3部

The Licensed Fund Management Company shall deposit all moneys and assets received from an Accredited Investor into a trust account or a custody account held on trust respectively, or into any account as directed by the client.
持牌基金管理公司须将从认可投资者处收取的所有款项和资产分别存入信托帐户或信托持有的托管帐户，或存入客户指示的任何帐户。
SF(LCB)R Section 40
SF(LCB)R第40条规

The Licensed Fund Management Company shall on a monthly basis furnish to each customer a statement of account containing the details of his transactions and account as specified in section 40(2) of the SF(LCB)R.
持牌基金管理公司须每月向每名客户提供一份账单，其中载有其交易详情及《证券及期货条例》第40（2）条指明的帐户资料。
Financial Advisers (Complaints Handling and Resolution) Regulations 2021
2021 年财务顾问（投诉处理和解决）条例第 3(2)(a)(ii) 条

Under the Financial Advisers (Complaints Handling and Resolution) Regulations 2021 (“FA(CHR)R”) (effective on 3 January 2022), a financial adviser is required to establish an independent unit to handle and resolve complaints and is required to comply with its’ established complaint handling and resolution process for complaints relating to the provision of financial advisory services. I/We understand that when PCFS deal with me as an accredited investor, PCFS is not under any obligation to comply with the requirements set out in the FA(CHR)R and therefore, I/We will not be protected by the requirements of the FA(CHR)R for any complaints made.
根据 2021 年财务顾问（投诉处理和解决）条例（“FA(CHR)R”）（2022 年 1 月 3 日生效），财务顾问需要建立一个独立的单位来处理和解决投诉，并必须遵守其针对与提供财务咨询服务有关的投诉建立的投诉处理和解决程序。我/我们明白，当寶鉅金融作为认可投资者与我打交道时，寶鉅金融没有任何义务遵守 FA(CHR)R 中规定的要求，因此，我/我们将不受FA(CHR)R 处理任何投诉。

I/We confirm that the personal/financial information provided to PCFS for the purposes of assessing whether i qualify as an accredited investor is true and accurate to the best of my/our knowledge. I/We agree to provide additional supporting documents to PCFS as may be required for my/our assessment, upon request. I/We acknowledge and confirm that I/We have read, understood and all of the abovementioned points.
本人/我们确认，按本人所知/我们所知，为评估本人/我们是否有资格成为认可投资者而提供给寶鉅金融的个人/财务信息是真实/准确的。我/我们同意根据我/我们的评估要求可能需要，向PCFS提供其他证明文件。本人/我们承认并确认本人/我们已阅读，理解并确认上述所有要点。

You have the relevant knowledge and/or experience to purchase the following investment products. 您具备相关投资知识及/或经验,充分了解并可认购以下的投资产品

- Unlisted Collective Investment Schemes (CIS)/ Investment-Linked Policies (ILPs) 未上市集体投资计划/基金,投资联结保单

- Other Unlisted Specified Investment Products (E.g Structured Notes) 其他未上市特定投资产品(例如结构性票据)

You do not have the relevant knowledge and/or experience 您不具备相关投资知识及/或经验

** Please fill in this form in English. 请以英文填写本表格。

CKA REVIEW 客户知识评估

Customer Knowledge Assessment (CKA) is to find out if you have the knowledge or experience to understand the features and risks of investment products. We will need your information on Educational qualifications, investment experience and work experience to assess if you have satisfied the CKA requirement.
客户知识评估（CKA）是了解您是否有知识或经验来了解投资产品的特征和风险。我们将需要您提供有关教育资格，投资经验和工作经验的信息，以评估您是否满足CKA要求。

** Do note that any inaccurate or incomplete information may affect the outcome of the results.
** 请注意，任何不准确或不完整的信息可能会影响评估的结果。

Educational Qualifications 教育程度

Do you have a diploma or higher qualification in the following disciplines? 你是否拥有以下专业文凭或更高学历？

Accountancy / Actuarial Science 会计/精算学
Business / Business Administration / Business Management / Business Studies 商业/工商管理/商业管理/商业研究
Commerce / Capital Market / Economics 商务/资本市场/经济
Finance / Financial Engineering/ Financial Planning / Insurance 财务/金融工程/财务规划/保险
Computational Finance 计算金融

Yes 是 No 否

Institute
学院*

Discipline (E.g Bsc. Accountancy)
学科（例如会计学士）*

Year of Graduation
毕业年份*

Do you have any of the following professional finance-related qualifications? 您是否拥有以下的专业文凭：

Any professional finance-related qualifications. Examples: Chartered Financial Analyst (CFA), Association of Chartered Certified Accountants (ACCA) Qualifications,Associate Wealth Planner (AWP), Certified Financial Planner (CFP), Certified Financial Risk Manager (FRM), Chartered Alternative Investment Analyst (CAIA), Chartered Financial Consultant (ChFC)
任何专业的财务相关资格。示例：特许金融分析师（CFA），特许公认会计师公会（ACCA），财富规划师（AWP）/特许金融理财师（CFP），金融风险管理师（FRM），特许另类投资分析师（CAIA），特许财务顾问（ChFC）

Yes 是 No 否

Type of professional qualification
专业资格类型*

What year did you get the qualification?
哪一年获取资格？*

Work Experience 工作经验

In the past 10 years, have you spent at least 3 consecutive years of working experience in any of the following roles:
(Does not include work experience in administrative, clerical and support functions such as operations, human resources, corporate services and information technology)

在过去10年中，您是否在以下任何方面有至少连续3年的工作经验：
（不包括行政，文书和支持职能的工作经验，如业务、人力资源、公司服务和信息技术）

Yes 是 No 否

Yes, I have experience in :*

Management of Investment Product 投资产品管理

Development/Structuring of Investment Products 投资产品开发/結構

Sale/Trading of Investment Product 投资产品买卖

Research/Analysis of Investment Products 投资产品研究/分析

Work experience in Accountancy 会计工作经验

Work experience in Treasury 财务工作经验

Work experience in Actuarial Science 财务工作经验

Work experience in Financial Risk Management 精算工作经验

Provision of legal advice in any of the areas above 金融风险管理工作经验

Title 职位*	Company 公司*	From(mm/yyyy) 由（月月/年年年年）*	To(mm/yyyy) 至（月月/年年年年）*

Investment Experience 投资经验 *

*Transactions made for Stocks, Bonds, REITS are not considered for this assessment as they are not Specified Investment Products (SIPs)
*此评估不考虑股票、债券、REITS进行的交易，因为它们不是特定投资产品（SIPs）

Have you made at least 6 transactions

in any of the following categories in the last 3 years?
您在过去3年内是否至少做过以下任何一类别的6笔交易

？

Yes 是 No 否

Unlisted Specified Investment Products 未上市特定投资产品*

Unlisted Collective Investment Schemes (CIS)/ Investment-Linked Policies (ILPs) 未上市集体投资计划/基金、投资联结保单

Other Unlisted Specified Investment Products (E.g Structured Notes) 其他未上市特定投资产品（例如结构性票据）

If yes, please indicate the full name of the financial institution where you made the transaction and any other relevant information
若有，请注明您进行有关投资交易的金融机构全名，以及其他任何相关资料︰

Type of Investment Product 投资产品类型*	Name of Financial Institution 金融机构名称*	Latest Year of Transaction 最近交易年份*

CKA Outcome: 客户知识评估结果：
You have the relevant knowledge and/or experience to purchase the following investment products. 您具备相关投资知识及/或经验,充分了解并可认购以下的投资产品 Unlisted Collective Investment Schemes (CIS)/ Investment-Linked Policies (ILPs) 未上市集体投资计划/基金、投资联结保单 Other Unlisted Specified Investment Products (E.g Structured Notes) 其他未上市特定投资产品（例如结构性票据）
You do not have the relevant knowledge and/or experience 您不具备相关投资知识及/或经验

CKA Outcome: 客户知识评估结果：

You have the relevant knowledge and/or experience to purchase the following investment products.
您具备相关投资知识及/或经验,充分了解并可认购以下的投资产品

Unlisted Collective Investment Schemes (CIS)/ Investment-Linked Policies (ILPs) 未上市集体投资计划/基金、投资联结保单

Other Unlisted Specified Investment Products (E.g Structured Notes) 其他未上市特定投资产品（例如结构性票据）

You do not have the relevant knowledge and/or experience
您不具备相关投资知识及/或经验

You have the relevant knowledge and/or experience to purchase the following investment products. 您具备相关投资知识及/或经验,充分了解并可认购以下的投资产品 - Listed Specified Investment Products (E.g Exchange Traded Funds(ETF),Certificates/Daily Leveraged Certificates(DLC),Structured Warrants,Exchange Traded Notes(ETN),Futures(Deferred Settlement),Callable Bull/Bear Contracts(CBBC),Futures) 上市特定投资产品(例如挂牌基金(ETF))证书/每日杠杆证书(DLC)、结构性认股权证、交易所交易凭证(ETNs)、期货(延期结算)、牛熊证(CBBC)、期货

You do not have the relevant knowledge and/or experience 您不具备相关投资知识及/或经验

** Please fill in this form in English. 请以英文填写本表格。

CAR REVIEW 客户帐户审核

Customer Account Review (CAR) is to find out if you have the knowledge or experience to understand the features and risks of investment products. We will need your information on Educational qualifications, investment experience and work experience to assess if you have satisfied the CAR requirement.
客户账户审核（CAR）是了解您是否有知识或经验来了解投资产品的特征和风险。我们将需要您提供有关教育资格，投资经验和工作经验的信息，以评估您是否满足CAR要求。

** Do note that any inaccurate or incomplete information may affect the outcome of the results.
** 请注意，任何不准确或不完整的信息可能会影响评估的结果。

Educational Qualifications 教育程度

Do you have a diploma or higher qualification in the following disciplines? 你是否拥有以下专业文凭或更高学历？

Accountancy / Actuarial Science 会计/精算学
Business / Business Administration / Business Management / Business Studies 商业/工商管理/商业管理/商业研究
Commerce / Capital Market / Economics 商务/资本市场/经济
Finance / Financial Engineering/ Financial Planning / Insurance 财务/金融工程/财务规划/保险
Computational Finance 计算金融

Yes 是 No 否

Institute
学院*

Discipline (E.g Bsc. Accountancy)
学科（例如会计学士）*

Year of Graduation
毕业年份*

Do you have any of the following professional finance-related qualifications? 您是否拥有以下的专业文凭：

Any professional finance-related qualifications. Examples: Chartered Financial Analyst (CFA), Association of Chartered Certified Accountants (ACCA) Qualifications,Associate Wealth Planner (AWP), Certified Financial Planner (CFP), Certified Financial Risk Manager (FRM), Chartered Alternative Investment Analyst (CAIA), Chartered Financial Consultant (ChFC)
任何专业的财务相关资格。示例：特许金融分析师（CFA），特许公认会计师公会（ACCA），财富规划师（AWP）/特许金融理财师（CFP），金融风险管理师（FRM），特许另类投资分析师（CAIA），特许财务顾问（ChFC）

Yes 是 No 否

Type of professional qualification
专业资格类型*

What year did you get the qualification?
哪一年获取资格？*

Work Experience 工作经验

Yes 是 No 否

Yes, I have experience in :*

Management of Investment Product 投资产品管理

Development/Structuring of Investment Products 投资产品开发/結構

Sale/Trading of Investment Product 投资产品买卖

Research/Analysis of Investment Products 投资产品研究/分析

Work experience in Accountancy 会计工作经验

Work experience in Treasury 财务工作经验

Work experience in Actuarial Science 财务工作经验

Work experience in Financial Risk Management 精算工作经验

Provision of legal advice in any of the areas above 金融风险管理工作经验

Title 职位*	Company 公司*	From(mm/yyyy) 由（月月/年年年年）*	To(mm/yyyy) 至（月月/年年年年）*

Investment Experience 投资经验 *

Investment Experience 投资经验

in any of the following categories in the last 3 years?
您在过去3年内是否至少做过以下任何一类别的6笔交易

？

Listed Specified Investment Products 上市特定投资产品
E.g Exchange Traded Funds (ETF) , Callable Bull/Bear Contracts (CBBC), Certificates/Daily Leveraged Certificates (DLC) Futures, Structured Warrants, Exchange Traded Notes (ETN)
例如：挂牌基金（ETF）、牛熊证（CBBC）、证书/每日杠杆证书（DLC）、期货、结构性认股权证、交易所交易凭证（ETNs）*

Yes 是 No 否

Name of Financial Institution 金融机构名称*	Year of Transaction 最近交易年份*

Outcome: 结果：
You have the relevant knowledge and/or experience to purchase the following investment products. 您具备相关投资知识及/或经验,充分了解并可认购以下的投资产品 Listed Specified Investment Products (E.g Exchange Traded Funds(ETF),Certificates/Daily Leveraged Certificates(DLC),Structured Warrants,Exchange Traded Notes(ETN),Futures(Deferred Settlement),Callable Bull/Bear Contracts(CBBC),Futures) 上市特定投资产品(例如挂牌基金(ETF))证书/每日杠杆证书(DLC)、结构性认股权证、交易所交易凭证(ETNs)、期货(延期结算)、牛熊证(CBBC)、期货
You do not have the relevant knowledge and/or experience 您不具备相关投资知识及/或经验

Outcome: 结果：

You have the relevant knowledge and/or experience to purchase the following investment products.
您具备相关投资知识及/或经验,充分了解并可认购以下的投资产品

Listed Specified Investment Products (E.g Exchange Traded Funds(ETF),Certificates/Daily Leveraged Certificates(DLC),Structured Warrants,Exchange Traded Notes(ETN),Futures(Deferred Settlement),Callable Bull/Bear Contracts(CBBC),Futures)
上市特定投资产品(例如挂牌基金(ETF))证书/每日杠杆证书(DLC)、结构性认股权证、交易所交易凭证(ETNs)、期货(延期结算)、牛熊证(CBBC)、期货

You do not have the relevant knowledge and/or experience
您不具备相关投资知识及/或经验

Please input Saving & Deposit
请输入储蓄和存款

Please specify Collectible, Jewellery, Time piece, Arts, alternative investment
请明确说明收藏品、珠宝、钟表、艺术品、另类投资等物品

Please choose Have you met your reserve requirement? (Recommended: 3 to 6 months of living expenses)
请选择您满足储备金要求了吗?(推荐：3至6个月的生活费)

Your Annual Income Range declared earlier was [INCOME].
您先前申报的年收入范围为[INCOME]。

It is advisable that you should have 3 to 6 months of living expenses in cash.
建议您有3到6个月的现金生活费。

Please fill in required data.
请填写必须资料。

Revise your Annual Personal Income in Part 1 修改您在第1部分的年收入范围

Revise your Annual Income here 在这里修改您的年收入

** Please fill in this form in English. 请以英文填写本表格。

Assets and Liabilities 资产和负债

ASSETS 资产

Saving & Deposit *
储蓄和存款 *

CPF Ordinary A/C 公积金普通户口

SGD

Special A/C 公积金特别户口

SGD

Medisave A/C 公积金保健储蓄户口

SGD

Retirement A/C 公积金退休户口

SGD

Retirement/Pension Fund
退休/养老保险基金

SGD

SRS (Supplementary Retirement Scheme) A/C 补充退休计划

SGD

Investment (Unit Trust, Stock, Bonds, ETF, Discretionary Investment, etc)
投资(单位信托，股票，债券，ETF，全权投资等)

SGD

Cash Value of Insurance
保险现金价值

SGD

Investment Property
房地产投资

SGD

Business Interest/Assets
商业利益/资产

SGD

Others(Collectible, Jewellery, Time piece, Arts, alternative investment, etc)
其他(收藏品，珠宝，钟表，艺术品，另类投资等)

Please specify 请明确说明:

SGD

Liabilities 负债

Loans and other Long Term Liabilities (Home Mortgage, Investment Loan, Personal Loan)
贷款和其他长期负债(房屋抵押，投资贷款，个人贷款)

SGD

Short Term Liabilities (Credit Card, Tax, etc)
短期负债(信用卡，税金等)

SGD

Income and Expenditure 收入与支出

Annual Income
年收入

SGD

Annual Expense
年度费用

SGD

Cash Reserves (Emergency Fund) 现金储备

Have you met your reserve requirement? (Recommended: 3 to 6 months of living expenses) *
您满足储备金要求了吗?(推荐：3至6个月的生活费) *

If you have plans or are aware of a significant increase or decrease in your asset position within the next 12 months, e.g. an inheritance or borrowing money for investment or purchase of a holiday home, wedding, renovation, a big loan due, etc, please specify below. If not, please leave blank.
如果您有计划或知道在未来12个月内资产头寸有大幅增加或减少的情况，例如用于投资或购买度假屋，婚礼，装修，到期的大笔贷款等的遗产或借款，请在下面指定。如果没有，请留空。

Source of Fund 资金来源

How will you fund this account/investment?
您将如何为该账户/投资提供资金？

Personal bank account outside Singapore: Please state country
新加坡境外的个人银行账户：请说明国家*

Others: Please Elaborate
其他：请详细说明*

Existing Insurance Coverage 现有保险范围

This covers all forms of insurace policies you currently have (eg Life, Term, Investment Linked Insurance and endowment, etc) This also includes any policies that you are paying for.
这涵盖了您目前拥有的所有形式的保险单（例如，人寿，定期，投资连结保险和养老金等），还包括您要支付的任何保单

Choose 1 Currency - SGD, USD, RMB 选择1种货币 - 新币，美元，人民币

1. What is your current Death coverage?
你的死亡保险是多少?

SGD

2. What is your current Total & Permanent Disability coverage?
您的完全和永久性残疾保险是多少?

SGD

3. What is your current Early Critical Illness coverage?
你的早期危重病保险是多少?

SGD

4. What is your current Advance Critical Illness coverage?
你的危重病保险是多少?

SGD

5. What is your current Accident Plan coverage?
你的意外保险是多少?

SGD

6. Do you have any medical insurance coverage?
你有医疗保险吗?

To help us understand your ability and willingness to take risk, and your ability to cope with losses. Please choose the options that best describe your investment objectives, having knowledge of your risk profile would allow us to suggest a portfolio that would be most suitable for you.
为了帮助我们了解您的优势，承担风险和应对损失的能力，请选择最适当的答案。知道您的风险承担能力会帮我们为您建议适合的投资组合。

Please indicate in the box the option that most accurately describes you. 请在框格内填写最适当的答案。

We will contact you shortly as your risk profile does not qualify. Kindly proceed to tell us about your financial situation.
由于您的风险状况不符合要求，我们会尽快与您联系。请继续告诉我们您的财务状况。

Please fill in required data.
请填写必须资料。

Which one of the following statements describes your preference towards choosing an investment?
下列哪一项描述了您选择投资的偏好？
How long can you keep your money invested before you require access to it?
您在投资的期间多久能不需要动用您的资金?
How familiar are you with investing?
您对投资有多熟悉？
If your investment doesn't do well in the short term, to what extent will this affect your ability to save regularly?
如果投资在短期内表现不佳，这会对您定期储蓄的能力有多大影响？
If your investment doesn't do well in the short term, to what extent will this affect your ability to meet short term financial obligations?
如果投资在短期内表现不佳，这会在多大程度上影响您履行近期财务义务的能力？
The value of investments can fluctuate over time. What is the maximum loss of value you can accept?
投资的价值会随时间而波动。您可以接受的最大损失是多少？
Which of the following best describes you?
以下哪项最能描述你呢？

Risk profile description 风险组合说明 :

Score 分数	Risk Profile 风险简介	Description 描述
7 - 11	Very Conservative 非常保守	You are a very conservative investor. You seek capital preservation and you are willing to accept minimal risks and minimal or low returns. 您是一个非常保守的投资者，您的投资目标是保本并只能接受最少的风险和回报。
12 to 17	Conservative 保守	You are a conservative investor. You are willing to accept a small level of risks to justified for possible long term gains. You are comfortable with minor fluctuations and losses. 您是一个保守的投资者，您愿意接受小额风险，以证明可能的长期收益。您对轻微的波动和损失很舒服。
18 to 23	Balanced 均衡	You are a balanced investor. You are willing to accept a moderate amount of risk and some price fluctuations. You are able to cope with short term loss on your principal to achieve long term capital growth. 您是均衡的投资者。您愿意接受适量的风险价格波动。您能够应付短期损失以获得长期的回报。
24 to 29	Growth 增长	You are a growth investor. You are willing to accept high risks to seek investment capital growth. You are willing to accept a moderately high level of risk and price flunctuation. You accept capital losses to maximise capital growth. 您是一个增长投资者。您愿意接受高风险来寻求投资资本增长。您愿意接受适度高的风险和价格波动。您接受资本损失来换取最大的资本增长。
30 to 34	Aggressive 进取	You are an aggressive investor. You are willing to accept significant risks, to seek significant growth of your investment capital. You are also willing to accept a possibility of losing a significant proportion of your capital for maximum investment gains in the short term or long term. 您是一个积极的投资者。您愿意接受重大风险来寻求您的投资资本的显著增长。您也愿意接受最大的资本损失的可能性来换取短期和长期的最大投资回报。

Choice of Advice 财务建议的选择

Choose only one of the option below
请仅选择以下选项之一

You confirm that you want to receive a comprehensive full financial plan.
您确认您想收到一份全面财务计划。

You confirm that you require advice on your specific needs based on the information disclosed.
您确认您需要根据您所披露的信息针对您的特定需求提供的建议。

You confirm that you choose not to receive any advice.
您确认您选择不接收任何建议。

Please select one of the choice
请选择财务建议。

Confirm 确认

PI Request 利益说明请求

** Please fill in this form in English. 请以英文填写本表格。

Please provide us with the necessary information below if you would like to have a policy illustration for reference.
如果您需要保单利益说明作参考，请在下面提所需资料。*

Yes, I will complete this PI Request. 需要 - 我需要保单利益说明作参考並将填写此页资料。

No, I do not need a policy illustration for now. I will proceed to the next section. 不需要 - 我暂不需要保单利益说明。我将继续下一节。

Basic Plan 基本计划

Type of Plan 计划类型*

Type of Plan 计划类型

Sum Assured 保额*

Budget Annual Premium 预算年度保费*

Plan Duration 计划期限*

Premium Payment Term 保费支付期限*

Currencies 货币*

Additional Rider 附加

Insurance Company 保险公司

Investment Return 投资回报*

Savings/Retirement start payout 储蓄/退休开始支付*

Savings/Retirement Payout Duration 储蓄/退休支付期限*

Smoking Status 吸烟状况*

Remark 备注

Are you the Life Insured? 您是被保险人吗?*

Life Insured Information 受保人资料

Surname 姓*

Given Name 名字*

Gender 性别*

Gender 性别

Relationship to Applicant 与申请人的关系*

Relationship to Applicant 与申请人的关系

Date of Birth 出生日期*

Identification No./Passport No. 身份证/护照号码*

Place of Birth 出生地*

Nationality/Region 国籍/地区*

Nationality/Region 国籍/地区

Data Review 数据审查

Please review your data below. 请在下面查看您的数据。

Please read the information above and tick the box if you agree.
请阅读上面的信息，如果同意，请在方框中打勾。

By clicking the next button, I/We declare that the information provided is to the best of my/our knowledge, accurate, true and complete. I/We also understand and acknowledge that :
通过单击提交按钮，本人/我们声明我/我们所提供的资料是据本人/我们所知，准确，真实和完整的。本人/我们了解并承认 :

Whatever I/We disclose to PCFS will be kept confidential, and that PCFS might provide my/our information to a third party that PCFS deems may be of interest to me/us.
本人/我们对寶鉅金融透露的所有资料会被保密。并且寶鉅金融可能会将本人/我们的信息提供给寶鉅金融认为本人/我们会感兴趣的第三方。

PCFS will only use or disclose my/our personal data for the above purposes and with my/our consent or where it is permitted or required under any relevant law.
寶鉅金融只会出于上述目的并经本人/我们同意或在任何相关法律允许或要求使用或披露本人/我们的个人数据的情况下使用或披露本人/我们的个人数据。

Once I/We have signed the relevant documents from PCFS, unless I/we tell PCFS otherwise, PCFS will rely on the information provided by me/us for up to 12 months.
当本人/我们签完相关文件，除非本人/我们另有说明，寶鉅金融将会依靠本人/我们提供的资料长达12个月。

I/We declare that the information provided is to the best of my/our knowledge, accurate, true and complete.
我/我们声明我/我们所提供的资料是据我/我们所知，准确，真实和完整的。

Thank you for submitting your information. We are reviewing your information, and will contact you if we require more information from you. If you have any queries, you can contact us at admin@pcfinancial.sg. Your application no. is . Please quote your application number in your email.

感谢您提交您的资料。我们正在处理您的个人资料，如果有需要您提供更多信息，我们会与您联系。如果您有任何疑问，可以通过admin@pcfinancial.sg与我们联系。您的申请号, 请在您的电子邮件中引用您的申请号

The application number is

[SAVEAPPID]

Confirmation Email is sent to your email address.

阁下申请号码是

[SAVEAPPID]

确认通知已传送到阁下电子邮箱。